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Chief Compliance Officer, Brokerage
Management & Exec · Robinhood · New York, NYAbout the team + role The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker dealers. The candidate will serve as an advisor for Robinhood Financial a...TopUSAJobs.com ·2 weeks ago on TopUSAJobsTools -
Quality and Compliance Officer
Management & Exec · Service Care Solutions · Coatham Mundeville… Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children’s Quality and Compliance Officer will ensure that all services are i...1 week ago on ListedBuyTools -
Quality and Compliance Officer
Management & Exec · Charles Hunter Associates · Coatham MundevilleAre you an experience Nurse looking for a new challenge My client who is a National Charity is looking for the right candidate to support their Quality Assurance. This particular role will concentrate on quality with their medication governance ac...1 week ago on ListedBuyTools -
Compliance Officer Banking
Management & Exec · Additional Resources · Coatham MundevilleCompliance Officer, Risk Officer, Compliance Manager, MLRO, Officer, compliance, financial, Banking Compliance Officer Banking - Central London Salary: £30k - £35k + Excellent Benefits Office Based Working for a leading foreign bank in Central Lon...1 week ago on ListedBuyTools -
Senior Compliance Officer - Advisory and Guidance
Management & Exec · Disability Solutions · Phoenix, AZJob Title:Senior Compliance Officer - Advisory and GuidanceLocation:CityScapeWhat you'll do:The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requiremen...TopUSAJobs.com ·2 weeks ago on TopUSAJobsTools -
Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 198261 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills...2 weeks ago on ScotiabankTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · McLeanNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...2 weeks ago on Professional Diversity NetworkTools -
Compliance Officer
Management & Exec · Brooklyn, NY… (Brooklyn, NY) Resp to evaluate pharma literature to provide info regarding use of non-prescription drugs; work on customer concerns & problems & provide assistance in prep of various reports that will be used by our Pharmacist,...2 weeks ago on JobvertiseTools -
Senior Compliance Officer (Inspector (Specialist) 3))
Management & Exec · The Government Of Nova Scotia · DartmouthCompetition # : 40296 Department: Service Nova Scotia Location: DARTMOUTH Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 14-Sep-23 ( Applications are accepted until 11:59 PM Atlantic Time) About Us At Service Nova Scotia, w...2 weeks ago on ListedBuyTools -
Government Contracts Compliance Officer
Management & Exec · PCL Construction · Denver, COThe future you want is within reach. At PCL, we build the places where life happens and find camaraderie in the process. We're a community of builders committed to building better communities. That's why we're always looking ahead, and not just to...3 weeks ago on PCL ConstructionTools -
Manager, CIB & Research Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 193847 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills...3 weeks ago on ScotiabankTools -
Senior Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 193881 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skill...3 weeks ago on ScotiabankTools -
Compliance Executive
Management & Exec · SRG · Coatham Mundeville… Insurance Gibraltar Competitive Salary Package Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compli...3 weeks ago on ListedBuyTools -
Senior Compliance Officer
Management & Exec · MY Ria Lawyer · RemoteThe Senior Compliance Officer is a professional who Loves all things compliance and helping firms improve their compliance programs. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. The ideal cand...3 weeks ago on WizeHireTools -
Senior Compliance Officer - Broker/Dealer
Management & Exec · Truist · Richmond, VAThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your applic...4 weeks ago on Professional Diversity NetworkTools